Description
Certification in Conduct Risk
“Shaping Fair Outcomes Through Conduct Risk Excellence.”
This online Certification in Conduct Risk provides a comprehensive understanding of how to manage conduct risk effectively within the financial services sector. The program focuses on the principles of good conduct, the evolving regulatory landscape—including Treating Customers Fairly (TCF), Treating Vulnerable Customers Fairly, and COFI readiness—and the practical tools needed to design and embed a strong conduct risk framework that supports both organizational goals and regulatory expectations.
Who Should Enroll?
This course is ideal for:
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Compliance Professionals and Risk Managers seeking to strengthen their expertise in conduct risk.
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Senior Managers and Executives responsible for governance, culture, and conduct oversight.
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Professionals working in financial services (banks, insurers, asset managers, and intermediaries).
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Individuals wanting to understand how regulators and organizations approach conduct risk in practice.
Why Choose This Course?
✔ Master the landscape – Gain a deep understanding of conduct risk and its growing impact on financial institutions.
✔ Build frameworks that work – Learn how to design and implement effective conduct risk frameworks to identify, mitigate, and manage risks.
✔ Lead through culture – Explore the critical role of leadership, organizational culture, and governance in driving good conduct.
✔ Learn from global practice – Study international best practices and case studies for practical application.
✔ Stay ahead of regulation – Understand regulatory trends and how they are shaping conduct risk requirements, with a focus on TCF, vulnerable customers, and COFI.
